Auction · Open a Brokerage Account

Open a Brokerage Account

The first practical step before your first auction — how the account works, what you’ll need, and how to choose a licensed intermediary.

5 min readBeginner guideAuction guide

To invest in Ethiopian Treasury Bills, the first practical step is to open a brokerage account with a licensed market intermediary. Individual investors do not participate in auctions by themselves — they access the market through a licensed intermediary.

What is a brokerage account?

A brokerage account is an investment account that lets you access securities such as Treasury Bills. It is different from a regular bank account: a bank account holds your cash, while a brokerage account records your securities transactions and investment holdings.

For Treasury Bills, your brokerage account allows your licensed intermediary to:

Register you as an investor
Complete onboarding and KYC checks
Receive your Treasury Bill bid instruction
Submit your bid through the market system
Facilitate settlement if your bid is accepted
Process refunds if unsuccessful or partial
Support receipt of full face value at maturity

What you may need

Requirements vary by intermediary, but individual investors are commonly asked to provide:

Valid identification
Tax Identification Number (TIN)
Bank account information
Mobile number and email address
Completed brokerage account opening form
Completed onboarding / KYC forms
Completed AEQ or investor assessment
Signature specimen

Your intermediary will guide you through the exact requirements and forms.

What is an AEQ?

An Appropriateness Evaluation Questionnaire (AEQ) is a form a licensed intermediary uses to assess whether a product or service is appropriate for an investor. It may ask about your:

Investment knowledge and experience
Risk awareness and financial background
Source of funds and investment objective
Understanding of the product

For Treasury Bills, the AEQ helps your intermediary gauge whether you understand the instrument’s basic features — the auction process, return calculation, settlement, maturity, and possible risks.

How the process usually works

  1. 1

    Choose a licensed intermediary

    Select an approved investment bank, securities dealer, or broker that offers Treasury Bill access. Before opening an account, verify it’s licensed by ECMA.

  2. 2

    Complete onboarding

    Submit the required documents and complete the account-opening and KYC forms. You may also complete an Appropriateness Evaluation Questionnaire (AEQ) or similar investor assessment.

  3. 3

    Account setup & verification

    The intermediary reviews your information, verifies your documents, and activates your brokerage account. If anything is missing or unclear, they may request additional documents.

  4. 4

    Ready to participate

    Once your account is active, you can deposit the required bid amount and submit Treasury Bill auction instructions. Your instruction usually includes the tenor, face value, bid rate, and any required confirmation.

How long does it take?

Account-opening timelines vary by intermediary and how complete your documentation is. Some accounts open quickly, while others may require additional verification.

To avoid delays, prepare your identification, bank account details, tax information, and completed forms before you start.

Things to consider

Before choosing an intermediary, weigh:

Treasury Bill access
Brokerage or service fees
Account opening requirements
Customer support quality
Digital access & convenience
Settlement & refund process
Support for first-time investors
Clarity of communication
Important note

MoneyMarkets Ethiopia provides educational content and market information only. It does not open brokerage accounts, receive investor funds, submit bids, execute securities transactions, or provide personalized investment advice. Open accounts and participate only through licensed intermediaries, and verify the current requirements, fees, tax treatment, and participation process before investing.

Account ready? Here’s what comes next.
Explore the auction participation process
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